What are the responsibilities and job description for the Capital Markets Back Office Operations Consultant position at Alliance Sourcing Network?

Job Details

We are seeking a person to support management in the day-to-day operations of the Capital Markets Back office (CMB). Individual must have strong management experience, and multiple years of Capital Markets experience.

Extensive experience in managing "day to day aspects and providing support to senior management of Securities (Broker Dealer) Back Office Operations:

Experience managing DTCC/FICC, Fedwire and Euroclear activity
Experience managing clearing proprietary activity as well as Affiliate "Clearing "activity
Experience managing operational aspects of a US repo Matched book (Triparty/Bilateral) utilizing BONY BDC/Accessedge systems
Experience in "New Issue settlement

Functional areas of responsibility
P&S (Trade processing/matching))
Settlements
Corp Actions
SBL (Equity and Fixed Income)
Claims Processing

Experience with:
Compliance will Client requirements pertaining to a Broker Dealer Operations Supervision
Stock Record proficiency
Working closely with Treasury/ Repo desk on daily funding
Experience dealing with Client especially during annual FINOP Exams
Basic knowledge of Customer Reserve and Net Capital charges impacted by Operations activity ( operational impacts)
Extensive interface with Regulatory Reporting Function (Broker Dealer CFO office)
FIS P3 experience a plus
Series 27 Registration a plus

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Capital Markets Back Office Operations Consultant

What are the responsibilities and job description for the Capital Markets Back Office Operations Consultant position at Alliance Sourcing Network?

Job Details

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