What are the responsibilities and job description for the Investment Operations and Trading Analyst position at CCM Investment Advisers LLC?
Job Summary
CCM Investment Advisers LLC is a boutique Registered Investment Advisory (“RIA”) firm located in Columbia, SC with over $1.4 billion in client assets under management. The firm is currently seeking strong candidates for the position of Investment Operations and Trading Analyst (the “IOT Analyst”).
The primary Responsibilities of the IOT Analyst will be as follows:
- Assist the firm’s Portfolio Managers in the execution of trading and securities settlement activities with respect to its managed portfolios;
- Prepare client presentation, reporting and marketing materials (website and other);
- Complete compliance-oriented projects in conjunction with the firm’s Chief Compliance Officer;
- Work with the Chief Operating Officer to maintain and enhance the firm’s operating software and operations processes; and
- Participation in other firm administrative tasks as required.
This is an excellent opportunity for a recent college graduate or an individual with a few years of professional experience to gain exposure and / or looking to grow within the wealth management and investment portfolio management sectors.
Specific Skills and Requirements are as follows:
- Current Series 65 licensure or ability to pass exam and obtain licensure within reasonable timeframe;
- Undergraduate degree in Business, Finance, Accounting or related field with distinction; up to 5 years of relevant professional experience in finance or data management; brokerage firm client assistant or operations exposure a plus;
- Strong understanding of core Microsoft Suite products (Excel, PowerPoint, Word, Access, Sharepoint, etc.); Visual Basic and macro experience a plus;
- Analytical and data related coursework and / or professional experience;
- General interest, coursework and understanding of public equity and fixed income markets;
- Self-starter, detail-oriented, positive attitude, leadership experience and demonstrated work ethic (we foster an entrepreneurial culture)
Job Type: Full-time
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Health insurance
- Paid time off
Schedule:
- 8 hour shift
- Monday to Friday
Work Location: In person