Compliance Analyst

Compliance Risk Management Division
This is a great opportunity to grow your career with a stable and expanding organization as a member of City National's Compliance Risk Management team. The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable growth.

• Assist in the development, administration, and monitoring of programs that ensure the bank's compliance with laws, regulations, and rules
• Evaluate the effectiveness of existing processes and recommend new processes that most effectively anticipate, manage, and reduce risk to the business.
• Assist in Risk Assessment to identify compliance risk exposure and help the organization prioritize compliance risks.
• Supports the timely and effective resolution of complex issues identified through monitoring and testing.
• Develop and communicate recommendations that support adherence to regulations, industry best practices and internal risk programs
• Partners with other business units on complex compliance matters.
• Maintain subject matter expertise and understanding of the laws, rules and regulations with which the business must comply and an awareness of issues of recent regulatory focus.
• Escalate and measure compliance risk issues to leadership and the lines of business, as well as the 1st and 2nd Lines of Defense, as necessary.
• Assess compliance issues presented through complex new/revised product and service offerings and work closely with senior leaders of business units to plan a response.
• Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.
• Maintain CNB internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.

Must-Have*

• Bachelor's Degree or equivalent experience
• Minimum 4 years of banking experience
• Minimum 3 years of risk management or compliance experience
• Minimum 3 years of Advanced level experience in Microsoft Office skills, including Word, Excel, Access and PowerPoint

Skills and Knowledge

• Knowlegde of 12 CFR 9 and Delaware Title 12 is highly desirable
• Demonstrated experience with regulations impacting consumer banking and/or business unit functions preferred.
• Demonstrated strong and sound decision making abilities about compliance risks and recommended corrective action.
• Ability to work well in a time-sensitive environment and handle a variety of matters or projects simultaneously.
• Proficiency in analyzing diverse business functions and processes to identify key risks and demonstrated success with implementing control improvement recommendations.
• Ability to interact with federal regulatory agencies.
• Proficiency of Microsoft Office applications such as Excel, Access, Word and PowerPoint. Tableau experience preferred
• Excellent organizational and analytical skills.
• Ability to communicate clearly and professionally with all levels of an organization.
• Excellent written and verbal communications skills.
• Effective interpersonal skills.
• Proficiency in multi-tasking and prioritizing projects.
• Excellent time management skills and be accustomed to working with deadlines.
• Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs.
• For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM).
• For Wealth Management Compliance roles, experience with a financial institution such as a broker/dealer and/or registered investment adviser.
• For Wealth Management Compliance roles, experience working within a Compliance Investment Management role.

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