What are the responsibilities and job description for the Examiner position at CME Group?
Participate in financial and compliance examinations, limited reviews of daily customer protection statements, and financial statement analysis of clearing member firms of CMEG to ensure they are in compliance with CMEG and other regulatory organization rules and regulations. As an integral part of the exchanges financial safeguard system, it is the FRS Department's mission to ensure the financial integrity of CMEG's Clearing Members through a variety of tasks such as conducting risk based examinations, limited daily reviews, financial statement reviews, and various special projects. CMEG has approximately 70 Clearing Members for which the FRS Department has primary regulatory responsibility.
Responsible for most components of the regulatory financial and compliance examination, working from Joint Audit Committee approved programs, including bank statement, safekeeping, carrying broker, clearing organization and equity system analysis.
Performs and is responsible for detailed examination testing and documentation of assigned areas.
With guidance from senior members of the examination team, sets reasonable scopes, identifies problems, researches the problems, and determines and obtains all necessary information from the firm for completion of their assigned areas.
Bachelor’s degree in accounting required and progress towards CPA preferred.
CME Group: Where Futures Are Made
CME Group (www.cmegroup.com) is the world's leading derivatives marketplace. But who we are goes deeper than that. Here, you can impact markets worldwide. Transform industries. And build a career shaping tomorrow. We invest in your success and you own it, all while working alongside a team of leading experts who inspire you in ways big and small. Problem solvers, difference makers, trailblazers. Those are our people. And we're looking for more.
Salary : $78,900 - $99,900
