Financial Client Service Associate

Job Title : Financial Client Service AssociateLocation : ChicagoSalary : $70,000 - $85,000Employment Type : Full-TimePosition Overview : The Financial Client Service Associate role involves working closely with financial advisors to ensure smooth and efficient client onboarding, transaction processing, and operational support.Key Responsibilities : Onboarding : Assist financial advisors in the onboarding process of new clients, including gathering necessary documents, setting up accounts, and ensuring all client information is accurate and complete.Transaction Support : Manage and process various client transactions, such as fund transfers and investment purchases, ensuring accuracy and compliance with all regulations.Client Communication : Serve as a point of contact for clients regarding their accounts, transactions, and inquiries. Provide timely responses to client requests and ensure their needs are met efficiently.Operational Support : Support day-to-day operations by managing client account information, maintaining accurate records, and updating client details in the system.Reporting and Documentation : Prepare and maintain reports, track transactions, and ensure proper documentation for regulatory and compliance purposes.Coordination with Advisors : Work closely with financial advisors to ensure that client needs are met and provide administrative support for client meetings, reviews, and other financial services.Compliance and Risk Management : Ensure that all activities are conducted in line with industry regulations and the company’s internal policies. Help maintain the firm’s compliance with all relevant financial laws and guidelines.Required Qualifications : Bachelor’s degree in Finance, Business, or a related fieldExperience in a client service role within financial services or a related industry.Familiarity with financial products and services such as investments.Excellent communication skills, both verbal and written.Series 6, 7, 65 or 66 licensesPrevious experience working with financial advisors or in client-facing roles within the financial services industry.#LI-YT1

Salary : $70,000 - $85,000