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Investment Adviser Representative (Series 65) / Administration

Efficient Capital Strategies LLC
Providence, RI Full Time
POSTED ON 1/28/2026 CLOSED ON 2/27/2026

What are the responsibilities and job description for the Investment Adviser Representative (Series 65) / Administration position at Efficient Capital Strategies LLC?

Company Description

Efficient Capital Strategies LLC is a Rhode Island-based Investment Advisory Firm committed to delivering comprehensive financial planning and investment strategies for their clients. The firm provides personalized advisory services, catering to diverse financial goals and needs. Known for its customer-focused approach, Efficient Capital Strategies LLC seeks to assist clients in achieving long-term financial success. For more information, please visit www.ECSria.com.

Role Description

This full-time on-site role based in Providence, RI, involves assisting clients in developing tailored investment strategies and financial plans. The role will include managing client inquiries, providing exceptional customer service, and supporting the firm's investment and financial planning activities. The candidate will also contribute to the execution of financial strategies and ensure adherence to company standards and regulatory requirements.

Qualifications
  • Strong skills in Financial Planning, Finance, and Investments
  • Knowledge of Investment Strategies and the ability to evaluate investment opportunities
  • Proven experience in Customer Service and building client relationships
  • Excellent communication and interpersonal skills
  • Bachelor’s degree in Finance, Economics, Business, or a related field
  • Relevant certifications such as CFP, CFA, or similar credentials are a plus
  • Ability to work effectively in a dynamic, team-oriented environment
  • Strong analytical and problem-solving abilities

Salary.com Estimation for Investment Adviser Representative (Series 65) / Administration in Providence, RI
$84,462 to $112,523
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