What are the responsibilities and job description for the Audit Consultant position at PGM TEK, Inc.?
Job Description
We are looking for an internal audit consultant for a financial services firm in NYC.
CPA license required. Series 7 is a plus.
The Internal Audit consultant is responsible for independent, objective assurance, and consulting activity designed to
improve operations by evaluating and improving the effectiveness of risk management, control, and governance
processes. Also includes special and strategic business reviews. Specializes in reviewing the organization's IT, financial
and operational processes to ensure compliance and best practices.
Key Responsibilities include :
- Coordinate with the Head of Internal Audit to work with KPMG, Head Office team on 2024 financial statement audit
- preparation;
- Co-work with the internal audit projects of 2024 and 2025;
- Co-work with the regulator examination;
- Co-work with the SEC remediation plan execution;
- Co-work with the day-to day Broadridge running review and internal control;
- Co-work with the routine internal audit affairs.
JOB REQUIREMENTS :
that help facilitate interactions with business partners.
EXPERIENCE :
Bachelor degree is required. Over 3 years of experience in audit services.