AVP, Internal Audit Supervisor

Overview

AVP Internal Audit Supervisor $100k - $130k

El Monte, CA (Remote) Local candidates only!!

Direct Hire

Job ID 2023-8663

We are looking for an AVP Internal Audit Supervisor. This is a direct hire opportunity based in El Monte (Remote).

Qualifications:

• BA/BS in accounting, business, finance or related field.
• At least 5 years audit experience, including at least 3 years in financial services banking, preferred.
• Ability to travel, including occasional overnight and overseas assignments.
• Must Hold or be actively pursuing certification, such as CIA, CPA, CFSA, and/or CISA.

 Responsibilities:

• Prepares high level flowcharts or control narratives, risk assessment and audit program of the audit area/function/department to determine the nature of the operations and the existence of sufficient internal controls used to achieve established objectives and minimize the risk exposure to the Bank.
• Reviews, verifies and analyses transactions, documents, records, and reports for accuracy, completeness and appropriateness.
• Evaluates the adequacy and effectiveness of internal control methods, policies, and procedures.
• Determines that duties are performed in accordance with company policies, operating procedures, other management instructions, and regulatory requirements.
• Determines that transactions are recorded promptly and accurately.
• Determines that assets are safeguarded adequately.
• Conducts interviews with appropriate Company personnel to supplement assigned audit test.
• Prepares professional work papers including supporting documentation for each audit issue identified.
• Recommend revisions to audit programs resulting from changes in operating activities.
• Recommend the scope of audit testing and the resources needed, including the use of computer assisted auditing techniques (CAAT)

 When acting as Lead Auditor-in-Charge, performs the following additional duties:

• Plans the audit including development of the risk assessment, high level process flows, internal control documentation, and the audit program.
• Assigns segments of the program to assisting auditors.
• Provides guidance to assisting auditors to ensure they conduct themselves in a professional manner.
• Oversees staff assignments to ensure completion within established time budgets.
• Immediately informs the Chief Internal Audit and/or Audit Manager of any conditions that may adversely impact the audit or the Company’s safety and soundness.
• Reviews work papers prepared by assisting auditors for accuracy and completeness.
• Prepares Exit Grid with findings and recommendations for the review and approval of the Audit Manager and Chief Internal Auditor.
• Presents audit findings to management in Exit meeting.
• Prepares draft audit reports for the review and approval of the Audit Manager and Chief Internal Auditor.
• Performs follow up to determine the existence and adequacy of corrective actions taken by management in response to audit recommendations.

Annual Base Salary Range for CA, CO, NJ, NY, WA: $100,000 to $130,000. Actual compensation offered may vary depending on factors including but not limited to, position offered, location, education, training and/or experience.

About the ClientOur client is one of the largest commercial banks in Southern California.About Solugenix

Solugenix is an information technology services company known for its deep experience and knowledge in providing comprehensive technology services, solutions, and talent support for companies around the world.  The company offers a variety of cutting edge and talent support solutions to promote growth and cutting-edge advancement to our esteemed clients and candidates.  We provide these talent support solutions on a contract, contract-to-hire, and direct hire basis. We also have additional resources from our staffing partners to ensure the right match and expertise for the best result.

For over 50 years, global and local brands have trusted Solugenix as an added resource and partner in taking steps to ensure their immediate and future success.  In addition to generating ground-breaking, industry-defining solutions, Solugenix has been delivering the talent and support needed to make it happen.  We are dedicated to partnering with clients and candidates whose core values also foster a culture of professionalism, teamwork, and integrity.