What are the responsibilities and job description for the Senior Internal Auditor position at StoneX Group?
Overview
StoneX Group Inc.
Job Description
Senior Internal Auditor
Reports to: Internal Audit Manager / Head of Internal Audit, Americas / Director of Internal Audit
Company: StoneX Group Inc.
Position Purpose: Conducting financial, internal control, compliance and operational audits in support of the Internal Audit plan and Sarbanes-Oxley (SOX) compliance.
Responsibilities
Primary Accountabilities/Responsibilities:
- Perform Internal Control/Sarbanes-Oxley, Financial, Compliance and Operational audits.
- Prepare reports to the Audit Committee and members of executive and senior management.
- Works with external auditors on the Sarbanes-Oxley and financial audit processes.
- Plans, executes and wraps-up various audit projects.
- Reviews operational efficiencies and makes recommendations for enhancements to the control environment as needed.
- Manages staff working on projects or audits.
- Completes special projects at the direction of Internal Audit and Executive Management.
- Maintains prompt and regular attendance.
- This list of responsibilities may not be all-inclusive and can be expanded to include other duties or responsibilities as needed.
Qualifications
Job Requirements:
- Bachelor’s degree in Accounting or related field
- CPA or CIA certification preferred
- 3-5 years’ experience in Big 4 or Large Regional Public Accounting and/or Publicly Held Internal Audit
- Financial Services industry experience preferred
- Audit software experience a plus
- Ability to work in a team environment
- Excellent analytical, organization and multitasking skills
- Strong work ethic and emphasis on attention to details
- Proficient computer skills, including Microsoft Excel
- AML experience desired
- Excellent verbal and written communication skills
- Able to work well under pressure and within short deadlines
- Ability to travel domestically and internationally up to 25%
- Must be authorized to work in the US for any employer
Class: Full-time, exempt
Physical requirements/Working conditions:
- Climate controlled office environment
- Minimal physical requirements other than occasional light lifting of boxed materials
Dynamic, time-sensitive environment
