Demo

Client Services Associate / Paraplanner

The Diamond Group Wealth Advisors
San Ramon, CA Full Time
POSTED ON 10/22/2021 CLOSED ON 11/21/2021

What are the responsibilities and job description for the Client Services Associate / Paraplanner position at The Diamond Group Wealth Advisors?

Client Services Associate

Wealth Management Company is expanding. Perfect next role for those who want to advance career by becoming more involved in the wealth management/financial planning process or considering to be a paraplanner. Primary function as operations assistant to financial planner including, but not limited to, analyzing financial statements, account servicing and support, opening new accounts, and managing current client requests.

Job Types: Full-time, Part-time, In Person (not remote work)

Willing to Report Monday to Friday

Pay: From $25.00 per hour (depending on experience)

Job Description

  • Part time / Full Time / In office
  • Collaborate with our clients and our team members to provide a superb and positive experience when implementing client requests and financial plans.
  • Facilitate accurate and timely account set up, due diligence, research, portfolio analytics and administration.
  • Support business operational procedures and compliance requirements.
  • Assist with internal servicing of accounts; working with multiple staff members to maintain, complete, and update records.
  • Schedule meetings between clients and advisors and contact clients with information regarding their accounts or investments.
  • Assist with operational marketing and administrative support.
  • Maintain strict confidentiality of client and company information.
  • Skilled at communications, conducting research, analyzing statistics and writing reports. They are likely to need well-honed skills with information technology, especially financial planning and client software.
  • Understand legal and compliance issues related to working in the financial services and investment advice field

Preferred qualifications

  • Bachelor’s degree in Finance / Economics/Mathematics
  • Health and Life Insurance, SIE, Series, 7/6 and Series 63/66 Licenses highly desirable; Firm will support your candidacy should you wish to earn said licenses/certifications
  • Detail-oriented and able to manage own time, with minimal direction.
  • Self-navigating and resourceful.
  • Team player with strong follow-through and high execution skills.
  • Multi-task and prioritize in a deadline-driven environment.
  • Working experience using Microsoft Office products and business portal systems
  • Strong communication skills

Job Types: Full-time, Part-time, Contract

Pay: From $25.00 per hour

Benefits:

  • Paid training
  • Tuition reimbursement

Schedule:

  • Monday to Friday

Education:

  • Bachelor's (Required)

Experience:

  • financial planning support role: 1 year (Preferred)

License/Certification:

  • Health and Life Insurance, SIE, Series7/6 , 63/66 (Preferred)

Work Location:

  • One location

Work Remotely:

  • No

Work Location: One location

Sr. Client Services Professional
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Oakland, CA

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