Risk Operations Analyst

Job Description

Tradeweb is seeking a Risk Operations Analyst to join our Risk team. The successful candidate will assist with Tradeweb’s Client Due Diligence and Vendor Risk Management Programs. This position will be responsible for working closely with clients to respond to their due diligence requests as well as conduct ongoing monitoring and risk assessments of vendors. Additional responsibilities will include assistance with the ongoing review and maintenance of Tradeweb’s Policy Documents and Business Continuity Planning. This position will involve working directly with all internal business units, corporate functions and technology on a regular basis.

Job Responsibilities

• Receive, Coordinate, Manage, Track, Store, and Respond to incoming client due diligence information requests
• Assist with risk assessments on prospective and existing vendors in accordance with the firm’s Third Party and Vendor Risk Management policy and procedures
• Interface with key stakeholders across the organization to respond to client due diligence reviews and vendor risk assessments
• Assist in the management and testing of regional BCP and DR plans
• Assist with the review and maintenance process for the Policy Management Program
• Leverage existing tools and processes to execute job responsibilities
• Develop and enhance reporting with regards to areas of responsibility
• Proactively identify improvement opportunities across areas of responsibility

Qualifications

• 1-2 years of experience in an operations role or working in the banking, consulting, financial services, Fintech industry, or applicable industry.
• BA/BS degree in Business Administration, Finance, Economics, English or relevant degree
• Ability to quickly develop an understanding of business processes and technology used within Tradeweb across all businesses
• Confident ability to drive tasks through to completion
• Ability to manage competing deadlines and prioritize responsibilities to effectively meet business needs
• Attention to detail, excellent organizational skills, the ability to multi-task and set priorities in a fast-paced environment
• Work both independently and as part of a team at all levels and across all business units
• Experience collaborating with other cross-functional teams, such as Cyber Risk, Information Security, Compliance and others
• Experience with Microsoft PowerPoint/Excel, reporting tools, Confluence, SharePoint and Asana are highly desired
• Experience with GRC tools are preferred
• Experience in risk management and/or conducting due diligence reviews is preferred

Additional Information

Tradeweb is committed to providing valuable and competitive benefits. In addition to working in our culture of innovation and collaboration, we offer:

• Health Insurance: Highly competitive medical, dental, and vision programs
• Hybrid Environment: Our employees have the flexibility of working in the office and from home.
• Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.
• Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and paediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.
• Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.
• The current pay range for this role if performed in the city of New York is currently $65,000 to $100,000 per year, based on a regular, full-time schedule. The amount of pay offered will be determined by a number of factors, including but not limited to qualifications, market data, geographic location, and internal guidelines.

Other Benefit Programs

• Pre-Tax Commuter Benefits Program
• ARAG Legal Services
• Employee Assistance Program
• Tuition Reimbursement
• Financial Wellness Tools
• Travel Assistance Benefits
• Pet Insurance
• Corporate Gym Subsidies
• Wellness Perks
• Paid Time Off and Parental Leave

Company Description

Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world’s largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients -- in more than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and collaboration. Through a combination of very talented and driven people, innovative products and solutions, cutting-edge technology, market data, and a vast network of clients, we continue to work together to improve the way financial markets trade.

Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.

Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.

https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf