Manager of Discount Brokerage Operations Jobs

The Manager of Discount Brokerage Operations ensures that brokerage operations adhere to the organization's financial and business strategies. Oversees the daily operations of a discount brokerage. Being a Manager of Discount Brokerage Operations ensures accuracy of transactions, oversees account maintenance, and acts as a liaison with the organization's full-service broker as needed. Monitors the purchase and sale of securities for clients at discounted commissions. In addition, Manager of Discount Brokerage Operations ensures compliance with all relevant government regulations. Keeps abreast ... of market conditions. Requires NASD Series 7 license. Requires a bachelor's degree in a related area. Typically reports to a director. The Manager of Discount Brokerage Operations typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. Working as a Manager of Discount Brokerage Operations typically requires 3+ years of managerial experience. More
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