Responsibilities. RESPONSIBILITIES. Implement and / or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor ("RIA") affiliates of Socit Gnrale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulations, guidance. Provide compliance and regulatory advice / guidance and serv...
Reference 250002FD. Responsibilities. We are looking for a Research Associate to join the New York office of Bernstein’s premier US Biotechnology Equity Research team in New York. If you have a passion for research and are interested in building a long-term career in the investing world, there’s no better place to start than Bernstein. We seek candidates who love to solve problems, analyze data, and are passionate about in-depth fundamental analy...
