Description. . Stratos Wealth Partners (SWP) is seeking a highly accountable individual to support the supervision and compliance initiatives of the firm. SWP provides a platform of Broker-Dealer and RIA services for our registered representatives/advisors. We are looking for an experienced individual to focus on the daily supervision tasks associated with brokerage and RIA transactions, reporting to the OSJ Supervisor. We are a growing departmen...
Stratos Wealth Partners is a Registered Investment Advisor (RIA) based in Beachwood, Ohio, committed to providing comprehensive, support to our network of over 300 independent financial advisors. We strive to empower our advisors and support their independent practices with cutting-edge tools, technology, and resources. Job Summary. We are seeking a highly skilled and experienced Salesforce Administrator to join our team. The ideal candidate will...
Client Care Specialist. Retirement Corporation of America - Cincinnati, OH. Retirement Corporation of America has always had one objective to provide complete financial care for the individual investor throughout their lifetime. To fulfill this objective, RCA has organized itself around four cornerstones which form the foundation of our relationship with each client. We are looking for an enthusiastic individual passionate about client service to...
Job Summary. Stratos Wealth Advisors provides advisors and their clients with a diverse wealth management experience, offering a personalized, concierge-level service that elevates all aspects of financial and investment management. Our advisors have access to a wide range of financial products and strategies without the restrictions commonly found in larger brokerage firms and investment banks. Why Join Stratos Wealth Advisors. We embrace a team...
We are hiring for our Compliance team at Stratos Wealth Partners where we provide a platform of Broker-Dealer and RIA services for our registered representatives / advisors. We are looking for a motivated Compliance Coordinator who is interested in growing in the field of securities regulatory / investment advisory compliance. We are a growing department that offers room to develop and advance your skills. Responsibilities. Support the Compliance...
