What are the responsibilities and job description for the Compliance Generalist position at Arrow Search Partners?
About The Company
Our client is a global investment manager specializing in liquid real assets within real estate, infrastructure, and natural resource equities. They are seeking a Compliance Generalist who will assist in the firm’s compliance program, personal trading policy, reviewing electronic messages, back-end reporting, and reporting to senior management.
Responsibilities
$110,000-$120,000
Our client is a global investment manager specializing in liquid real assets within real estate, infrastructure, and natural resource equities. They are seeking a Compliance Generalist who will assist in the firm’s compliance program, personal trading policy, reviewing electronic messages, back-end reporting, and reporting to senior management.
Responsibilities
- Schedule meetings, maintain calendars, prepare departmental invoices, and prepare expense reports for reimbursement
- Support Compliance department as it relates to general administrative related functions
- Coordinate and arrange travel and handle incoming mail
- Conduct compliance reviews, testing, and monitoring of compliance policies and procedures
- Update weekly email counts and perform electronic message review
- Assist with administration of the firm’s personal trading policy, including monitoring employee personal trading activities, resolving exceptions, and maintaining satisfactory records using an automated personal trading system
- Bachelor’s degree required
- 1-3 years of experience in a compliance administrative/generalist role
- Experience with order management systems a plus
- Series 7 required
$110,000-$120,000
Salary : $110,000 - $120,000