What are the responsibilities and job description for the Compliance Analyst position at Compunnel Inc.?
Top Skills
1. At least 1-2yrs corporate experience, preferably in a financial services institution
2. Proficiency with MS Word, Excel and Adobe PDF
3. Good communication and organization skills – the candidate will be part of a team of three and will need to coordinate tasks with others on a daily basis
4. Paralegal experience is a plus
Education
- Associate's required
- Bachelor's preferred
Previous job titles
- Paralegal
- Documentation Specialist
- Compliance roles
- Legal roles
- Audit roles
• Prepare and review exam materials for production including but not limited to: reformatting documents, drafting response letters, BATES stamping
• Update and maintain exam tracking logs and exam folders;
• Quality Assurance (QA) check of documents prior to production;
• Maintain metrics related to exams;
• Conduct searches of tracking logs for similar historic requests and findings;
• Facilitate sharing of exam-related documents via Teams and Intralinks
• Familiarity, proficiency with Microsoft Teams, Word, Excel, PowerPoint and Adobe Pro
Salary : $37
