Compliance Analyst

Job Description:

The Role

The Testing & Reporting Compliance Associate is responsible for completion of NDT, Form 5500 and Plan Year End Summary work. The position also provides incoming phone support via the Helpline as required and may provide assistance with more advanced and special tier Testing & Reporting work.

• Preparation of complex NDT, Form 5500 files and/or year-end report processing
• Provide support to other staff members for more advanced and special tier Testing & Reporting work
• Respond to basic technical and data related questions from clients and business partners
• Research and reconcile processing errors/issues related to production work
• Provide incoming phone support via Helpline as required
  

The Expertise and Skills You Bring

• College degree preferred
• 3 years of experience working with Defined Contribution plans
• 1 year of non-discrimination testing, PYES and/or Form 5500 experience preferred
• Basic math and/or accounting skills
• Strong computer/database/recordkeeping skills
• Proven problem solving skills
• Ability to work effectively with clients and peers
• Basic verbal and written communication skills
  

The Team

The Testing & Reporting Compliance Associate works as part of a team to deliver timely and accurate testing and reporting to our clients to help them meet the regulatory requirements of having a qualified retirement plan. In Testing & Reporting Services, we strive to continuously evolve our processes, systems, and training, to increase quality, drive efficiency, and provide a better experience for our Clients and Associates.

Please see below for the salary range for work locations in Colorado only:

Please see below for the salary range for work locations in New York City, Westchester County, NY and Jersey City, NJ only:

Please see below for the salary range for work locations in California only:

Please see below for the salary range for work locations in Washington only:

Certifications:

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.

At Fidelity, you'll find endless opportunities to build a meaningful career that positively impacts peoples' lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees' Choice Award, we have been recognized by our employees as a Best Place to Work in 2023. And you don't need a finance background to succeed at Fidelity—we offer a range of opportunities for learning so you can build the career you've always imagined.

At Fidelity, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we're calling "Dynamic Working."

We invite you to Find Your Fidelity at fidelitycareers.com.

Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.

Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to accommodations @fmr.com, or by calling 800-835-5099, prompt 2, option 3.