Financial Crimes Compliance Enhanced Due Diligence Manager

Job Description

The Role:

The Enterprise Financial Crimes Compliance Enhanced Due Diligence (EFCC EDD) Manager will have responsibility for the coordination and timely execution of EDD reviews on Fidelity customers identified as higher risk from a financial crimes perspective. The EDD Manager will partner with Fidelity Legal, Risk and Compliance (LRC) organization team members while carrying out the EDD program in a manner that assists each Fidelity business unit in knowing their clients while proactively mitigating identified risks in a thoughtful, balanced and risk-based manner.

The Expertise And Skills You Bring

• Deep securities industry knowledge including comprehensive understanding of AML, Global Sanctions and Global Anti-Corruption regulations.
• 6 years of BSA/AML financial crimes compliance or comparable experience at a large financial institution, major consulting firm, regulatory agency, in law enforcement, or a combination thereof.
• Experience in a Financial Crimes compliance role in the securities and/or asset management industry, with demonstrated ability to operate across diverse business units, innovative product sets and a broad array of customer segments, is preferred.
• Experience interacting with regulators, including the SEC, FINRA, FinCEN and NY DFS.
• Communication skills to effectively influence firm leadership on prudent courses of action.
• Collaborates through a proactive/constructive dialogue with senior management, peer leaders, clients, committees, and regulators.
• Strong leadership skills that embody Fidelity’s Leadership Principles.
• Exceptional relationship management and influencing skills.
• Independent problem solver; accountable for, and skilled in, exercising sound judgment.
• High degree of integrity and strong work ethic; decisive with orientation toward results; positive demeanor.
• Ability to simultaneously identify, prioritize and address multiple issues and quickly respond to shifts in priorities.
• Analytical with ability to see the broader picture and connect the dots.
• Cryptocurrency knowledge an advantage but not required.
• Certified Anti-Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML and Fraud Professional (CAFP) is a plus.
  
  

The Team

Fidelity is committed to a strong Enterprise-Wide Financial Crimes Compliance program that protects against the misuse of the Firms’ products and services for nefarious, illegal purposes. The EFCC group coordinates the day-to-day implementation of Fidelity’s financial crimes prevention efforts with responsibilities for the design, implementation, execution, governance, and oversight of the Firm’s Anti-Money Laundering (AML), Sanctions and Anti-Corruption programs.

Certifications

Category:

Compliance

Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.