What are the responsibilities and job description for the AML Investigation Associate position at Leeds Professional Resources?
Overview
We are seeking a detail-oriented and analytical Investigator to join our team. The ideal candidate will possess a strong understanding of financial concepts and regulatory requirements, with the ability to conduct thorough investigations into financial discrepancies and compliance issues. This role is crucial in ensuring the integrity of our financial operations and adherence to applicable laws and regulations.
Duties
- nvestigate AML alerts using internal and external sources to identify potentially suspicious activity and disposition them per internal policies and regulatory expectations.
- Collect and examine financial statements, transaction data, or other documents to identify unusual transaction patterns.
- Create, update, and maintain files and records related to investigation support information.
- Collaborate with the AML Surveillance Manager to escalate and resolve complex cases.
- Support internal and external AML audits and regulatory reviews.
- Implement corrective actions based on audit findings and regulatory feedback.
- Analyze client risk profiles and transaction patterns to identify potential money laundering concerns.
- Review and approve asset movement requests for accounts under AML scrutiny.
- Contribute to the development of AML typologies and red flags based on emerging risks.
- Collaborate with technology teams to enhance surveillance logic and improve alert quality.
- Participate in special projects and assist senior associates with case reviews and reporting.
- Review exception reports and identify suspicious activity indicators.
Qualifications
- Bachelor’s degree in Business Administration, Finance, or related field.
- 2–3 years of relevant experience in AML compliance or transaction surveillance.
- ACAMS certification or equivalent desired.
- Bilingual proficiency in English and Spanish.
- Experience in a high-growth or scaling financial institution preferred.
- Familiarity with AML surveillance tools (e.g., Actimize, FIS, World Check, Lexis Nexis).
- Understanding of international AML standards (e.g., FATF, Wolfsberg).
This position offers an exciting opportunity for individuals looking to leverage their investigative skills in a dynamic financial setting. If you are passionate about maintaining compliance and ensuring ethical practices within the finance industry, we encourage you to apply.
Job Types: Full-time, Contract, Temporary
Pay: $25.00 - $28.00 per hour
Expected hours: 40 per week
Schedule:
- 8 hour shift
- Monday to Friday
Work Location: In person
Salary : $25 - $28
