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Regulatory Affairs Consultant

Madison-Davis, LLC
New York, NY Contractor
POSTED ON 9/10/2024 CLOSED ON 10/3/2024

What are the responsibilities and job description for the Regulatory Affairs Consultant position at Madison-Davis, LLC?

Duration: 6 month contract

Pay: $50/hr

FULLY ONSITE

Job Description:

  • Assisting with the coordination of various regulatory-related matters, including regulatory inquiries/requests, meetings, and periodic examinations;
  • Tracking of regulatory affairs action items, deliverables, and remediation progress;
  • Preparing regulatory updates for RAO Head;
  • Ensuring timely, efficient, and accurate communication between regulators and the Bank;
  • Promptly communicating regulatory requests/inquiries and deadlines to internal stakeholders, across all lines of defense; properly tracking and following up on communication to ensure prompt responses;
  • escalating issues of timeliness to supervisor, as needed;
  • Properly maintaining and updating RAO trackers including, but not limited to, regulatory affairs communications, meetings, exams, etc. to ensure actions are completed by internal deadlines;
  • Arranging monthly and ad hoc regulatory meetings; responsible for logistics, scheduling, and coordinating with internal and external parties;
  • Recording, distributing, and retaining proper minutes for all regulatory meetings;
  • Assisting in the collection of regulatory-related information, status updates, and remediation progress from various Legal & Compliance Department teams, as well as other Lines of Business (Departments), for review by RAO Head;
  • Assisting with quality review of regulatory submissions to ensure deliverables meet strict deadlines and fulfill regulatory and quality standards;
  • Recommending procedure updates and assisting with revisions per supervisory input; and
  • Completing other tasks or projects as assigned by the Supervisor, including ad hoc regulatory updates or communications, as requested.

Salary : $50

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