What are the responsibilities and job description for the Senior Compliance Analyst position at Madison-Davis, LLC?
Hope this message finds you well. My client is a retail bank looking to bring on a new "Senior Compliance Analyst" to join their team. This role is fully remote.
Responsibilities :
- Maintain up-to-date compliance knowledge by attending webinars, teleconferences, seminars, conference calls, and reading compliance related periodicals.
- Act as a compliance resource for all business units.
- Assist with implementation of regulatory changes.
- Complete compliance-related research in a timely manner.
- Complete compliance monitoring audits in accordance with established testing schedule.
- Recommend changes to Bank policies and procedures related to compliance requirements and laws.
- Communicate, monitor, document and ensure resolution of customer complaints.
- Prepare reports and graphs for reporting customer complaints to the Compliance Committee and Audit Committee.
- Conduct and document periodic risk reviews and run reports as needed.
- Participate in ongoing skill, compliance, risk management and security training as required for the position and apply knowledge in daily tasks.
- Participate in regular compliance calls to keep current with the banking regulatory environment
- Communicate newly acquired compliance knowledge to ensure business units remain compliant
- Other duties and projects as assigned.