What are the responsibilities and job description for the Compliance Analyst - Investment Bank position at WhiteCap Search?
Our client, an industry-leading investment bank, is seeking an experienced Compliance Analyst to provide immediate support to the Billing team. This hybrid role (4 days in-office) is based in New York and offers a dynamic, fast-paced work environment!
Job Function
42090
Job Function
- Monitor electronic communications, conduct compliance testing and reviews, and maintain the firm’s e-communication archiving and surveillance system.
- Assist with new hire onboarding and leaver off-boarding processes within Compliance.
- Respond to compliance approvals and disclosure requests.
- Process new hire and leaver information and perform data integrity reviews in the Compliance system.
- Support regulatory and firm-element training preparation, audits, regulatory exams, and investigations.
- Assist with reporting, drafting, and maintaining policies, procedures, and operating standards.
- Contribute to other projects and initiatives as requested by the Compliance team, including ad-hoc assignments.
- 1 year of relevant experience.
- Accounting degree preferred.
- Experience in Accounts Receivable. Workday Financials experience preferred.
42090
Salary : $30 - $33