What are the responsibilities and job description for the Registrations Analyst position at Largeton Group?
Job Summary (Registrations Analyst, Orlando, FL)
- Conduct and support FINRA registrations processes for the organization.
- Assist with the preparation, submission, and tracking of registration forms and documentation.
- Ensure compliance with regulatory requirements related to FINRA and other industry standards.
- Liaise with internal teams and external regulatory bodies as needed.
- Maintain accurate records of registration activities and status.
- Provide administrative support to the compliance/registrations team.
- Work onsite 3 days a week in Orlando or 4 days a week in NYC.
- Utilize prior experience in FINRA registrations; some relevant experience required, not necessarily advanced.
- Follow up on outstanding registration matters and help resolve issues as they arise.
Salary : $23 - $32